Traditional Culture Encyclopedia - Traditional culture - Do fund salespeople need a fund license?
Do fund salespeople need a fund license?
Required.
Practitioners engaged in fund business need to have a fund license. Such as:
1, securities companies engaged in self-management, brokerage, underwriting, investment consulting, fiduciary investment management and other business professionals, including managers of the relevant business departments;
2, fund management companies, fund custodians engaged in fund sales, research and analysis, investment management, trading, monitoring and auditing and other business professionals, including managers of the relevant business departments
3. Professionals of fund sales organizations engaged in fund publicity, marketing, consulting and other businesses, including managers of relevant business departments;
4. Professionals of securities investment consulting organizations engaged in securities investment consulting business and their management personnel;
5. Professionals of securities credit evaluation organizations engaged in securities credit evaluation business and their management personnel and other professionals prescribed by the CSRC. management personnel and other personnel prescribed by the China Securities Regulatory Commission shall obtain a practicing certificate.
- Previous article:What is the function of virus serology technology?
- Next article:The 42nd Taiji Sword Recitation
- Related articles
- The following films and dramas are not popular culture trends () a. The Yongzheng Dynasty b. Longing c. Editor's Tale
- Eight pieces of furniture that I regret after buying. How many pieces did you buy?
- What kinds of wines does Maotai have?
- Which is better, timely glass heating pipe or ptc heating pipe?
- What should be paid attention to in the planning and design of pastry packaging bags?
- How to put your fingers on the guitar?
- Why is the feeling of home and country one of the basic connotations of Chinese excellent traditional culture?
- About writers signing, crossing the novel is with the red sleeve Timothy signing or novel network signing, sina, vertical and horizontal ...... Views:
- Thank you for your summary of the group day activities.
- Various situations of container construction