What extent does the non-third-line compliance risk point in the financial sector not include?

Non-third-line compliance risk points in the financial industry may include but are not limited to the following factors:

1. Changes in laws, regulations and regulatory requirements: Financial institutions must constantly adapt to and abide by changing laws, regulations and regulatory requirements. If you violate the relevant requirements, you may face risks such as fines and legal proceedings.

2. Business risks: The business activities of financial institutions may face various risks, such as credit risk, market risk, liquidity risk and operational risk. If financial institutions fail to properly manage these risks, it may lead to losses or business interruption.

3. Internal control risk: The internal control system of financial institutions must ensure the compliance and robustness of their business activities. If the internal control system is defective or imperfect, it may lead to irregularities or internal errors, which will affect the operation and reputation of the organization to a certain extent.

4. Technical risks: Information systems and technical infrastructure of financial institutions may face various risks, such as network attacks, data leakage and system failures. Such incidents may lead to the theft of customer information, damage to institutional assets, and even adversely affect the stability of financial markets.

5. Strategic risks: risks that financial institutions may face when formulating and implementing business development strategies, such as market changes, competitive pressures, outdated business models, etc. If the strategic decision is not accurate or executed properly, it may lead to loss or loss of market share.

The above are some examples of non-third-line compliance risk points in the financial field, which may have different degrees of impact on financial institutions, depending on the specific nature and degree of risks and the operating conditions of the institutions. The impact of different risks on financial institutions may vary from institution to institution.