What is the main business of a securities company?

1, securities brokerage business

Securities brokerage business, also known as agent buying and selling securities business, refers to the business that securities companies buy and sell securities on behalf of customers. In securities brokerage business, securities companies only charge a certain percentage of commission as business income.

2. Securities investment consulting business

Securities investment consulting business refers to the activities of institutions and their consultants engaged in securities investment consulting business to provide securities investment analysis, prediction or advice to securities investors or customers. Consulting services paid directly or indirectly.

3. Securities underwriting, underwriting and consignment business

Securities underwriting refers to the behavior of securities companies issuing securities on behalf of securities issuers. Where the securities publicly issued by the issuer to unspecified objects should be underwritten by a securities company according to laws and administrative regulations, the issuer shall sign an underwriting agreement with the securities company. Securities underwriting business can be commissioned or underwritten.

Extended data

Securities companies can be divided into four categories:

First, securities brokers, that is, securities companies that help investors buy and sell stocks.

Second, securities underwriters help enterprises to go public and issue shares. If investors want to buy new shares issued by the company, they must find this type of securities company.

Third, brokers, like ordinary investors, are also buyers and sellers of stocks. We generally call it a legal person, and one of them is a securities firm.

Fourth, comprehensive brokers are securities companies that operate the above three businesses at the same time.

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