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Integrity culture knowledge contest test questions
2017 Integrity Culture Knowledge Contest Test Questions
A single choice questions
1, February 24, 2014, in the Central *** Central Political Bureau of the thirteenth collective learning speech put forward, seriously draw the ideological essence of the Chinese excellent traditional culture and moral essence, vigorously carry forward the patriotism as the core of the spirit of the nation and reform and innovation as the core of the spirit of the times, in-depth excavation and explication of the Chinese spirit, in-depth excavation and explication of the Chinese culture, in-depth excavation and explication of the Chinese culture. The spirit of the times with patriotism at its core and reform and innovation at its core should be vigorously carried forward, and the contemporary values of the excellent traditional Chinese culture, which emphasizes benevolence, love, and the pursuit of the commonwealth, should be thoroughly explored and elaborated, so that the excellent traditional Chinese culture can become an important source for the cultivation of the core values of socialism. The relationship between inheritance and creative development should be handled well, focusing on creative transformation and innovative development.
A, emphasize the people's livelihood, abide by the integrity, advocate justice and peace and harmony
B, emphasize the people's livelihood, abide by the integrity, advocate unity and friendliness
C, emphasize the people's livelihood, abide by the integrity, advocate justice and peace and harmony
2, the connotation of the expression of good faith is ( ).
A, promise-keeping, practicing, no deception
B, pragmatic, hardworking, no deception
C, promise-keeping, law-abiding, practicing
3, ? Ge-zi, zhi zhi, sincerity, righteousness, cultivating one's body, aligning one's family, ruling the country, and leveling the world? is an important idea put forward by Confucianism in ancient China, the idea from where? ( )
A, "Analects" B, "Mencius" C, "University" D, "Medievalism"
4, recently, CCTV launched a series of Mengwa socialist core values public service announcements, one of which is: the country is the family, the good for the soul, diligence as the basis, thrift, ( ), filial piety is the first, and for the noble.
A, faith in the body B, honesty in the body C, benevolence in the body
5, ? The Three Principles and Five Constants? are important elements of ancient Chinese morality and ethics, of which the ? The five rules? refers to ( ).
A, benevolence, righteousness, courtesy, wisdom, and faith
B, benevolence, righteousness, faith, wisdom, and courage
C, benevolence, righteousness, courtesy, wisdom, and courage
6, stable and reliable ( ) is an important foundation for the effective operation of the market economy.
A, personal credit system
B, enterprise credit system
C, social credit system
7, according to the "Regulations on the Administration of the Credit Collection Industry", the credit collection business refers to the activities of collecting, organizing, preserving, processing, and providing credit information to the users of the information on ( ).
A. Enterprises, institutions and other organizations
B. Individuals
C. Enterprises, institutions and other organizations and individuals
8. Individual credit reports are mainly provided by the Credit Collection Center of the Central Bank, which mainly records the basic information of an individual, loan information, ( ) and the records of credit report inquiries.
A. Savings card information B. Consumption information C. Credit card information
9. The operating principles of credit rating are: independence, impartiality, ( ) and science.
A, objective B, strict C, reciprocity
10, the social credit system under the conditions of socialist market economy is not characterized by? ( )
A. Government-led
B. Property rights-based
C. Legal protection
11, credit assessment is the evaluation of an enterprise's solvency, fulfillment status, and ( ).
A, the degree of trustworthiness B, the degree of operation C, the degree of honesty
12, reflecting the scientific nature of credit collection activities is ( ).
A, the principle of timeliness
B, the principle of completeness
C, the principle of authenticity
13, the Third Plenary Session of the Sixteenth Central Committee of the Party puts forward: ? The establishment of a sound social credit system. Form a social credit system supported by ( ), ( ) as the basis, ( ) as a guarantee?
A, morality, property rights, law
B, morality, law, policy
C, law, property rights, policy
14, the following belong to the investment suitability requirements are ( ).
A. Specific investors to buy appropriate products
B. Suitable investors to buy low-risk products
C. Suitable investors to buy appropriate products
D. Specific investors to buy low-risk products
15. ( ), which can be expressed as a multiple of the total size of credit relative to the size of the economy (AC/GDP) It can be expressed as a multiple of the total size of credit relative to the size of the economy (AC/GDP), which can reflect the level of credit development in different countries. The creditization rate shows a clear positive correlation with the degree of economic development of a country, and the higher the rate, the higher the degree of creditization of the economy, and the more active the credit activities are.
A, economic credit rate
B, national credit rate
C, enterprise credit rate
16, the essence of the market economy is the contract economy, and the core and soul of the contract economy is ( ).
A, law B, morality C, credit
17, the State Council gave ( ) the responsibility of managing the credit collection industry and promoting the establishment of a social credit system.
A, the People's Bank of China
B, the National Development and Reform Commission
C, the Ministry of Finance
18, the construction of the social integrity system should focus on the three links are ( ) and *** enjoy the use of credit products, the disciplinary action of the main body of the breach of trust.
A, the record of credit information
B, the collection of credit information
C, the institutional arrangement of credit products
19, if an individual has a different opinion about the information in his credit report, he can put forward to the credit agency and be dealt with by the credit agency in accordance with the procedures, which is the individual as the subject of the credit collection and the subject of the data owned by the ( ).
A, the right to know B, the right to object C, the right to correct errors
20, the Securities Law provides that refusal to obstruct the securities regulatory bodies and their staff in the exercise of supervision, inspection and investigation powers in accordance with the law without the use of violence or threatening methods, ( ).
A, according to the law to give public security management punishment
B, according to the law to detain
C, according to the law to arrest
D, directly disqualified from the business
21, the retention of personal bad credit information shall not be retained for more than a few years at the longest? ( )
A. 7 years B. 6 years C. 5 years
22, ? Be proud of ( ) and be ashamed of forgetting the righteousness at the sight of profit? is an important part of the socialist concept of honor and disgrace put forward by Hu Jintao.
A, honesty and trustworthiness
B, compliance with the law
C, respect for science
23, September 2001, the central **** issued the "implementation of civic morality program", put forward the basic norms of 20 words of civic morality is? Patriotism and law-abiding, ( ), unity and friendship, thrift and self-reliance, dedication and devotion?
A, courtesy and honesty
B, love and dedication
C, respect for the elderly and love for the young
24, what role does honesty play in China's economy, politics, and society in various fields? ( )
A. Integrity is an important cornerstone for the establishment and development of China's socialist market economy
B. Integrity is an important guarantee for the establishment and maintenance of social order
C. Integrity is an important pillar for maintaining the stability of state power and government administration.
D. All of the above are right
25, the main goal of China's social credit system construction is: by 2020, the basic social credit laws and regulations and standards system is basically established, based on the credit information resources ****sharing as the basis of the credit system covering the whole society is basically completed, ( ).
A. The credit regulatory system is basically sound, the credit service market system is relatively perfect, and the incentive and punishment mechanism for trustworthiness is in full effect
B. Significant progress has been made in the construction of governmental integrity, business integrity, social integrity and judicial credibility, and the satisfaction of the market and the society has been greatly improved
C. Awareness of the integrity of the whole society has been generally strengthened, the credit environment for economic and social development has been significantly improved, and the economic and social order has been significantly improved. Significantly improved, the economic and social order has improved significantly
D, all of the above
26, China's financial sector credit construction content does not include ( ).
A. Innovating financial credit products, improving financial services, maintaining the security of financial consumers' personal information, and protecting the legitimate rights and interests of financial consumers
B. Increasing penalties for financial fraud, maliciously evading bank debts, insider trading, making and selling fake insurance policies, cheating on insurance and claims, disclosing false information, illegally collecting capital, escaping from the set of fraudulent remittances and other financial misconduct, and regulating the order of the financial market< /p>
C. Strengthening the construction of financial credit information infrastructure, further expanding the coverage of credit records, and strengthening the financial industry's incentives for the trustworthy and restraints for the trustless
D. Establishing and improving the credit record and disclosure system for intermediary service organizations and their practitioners, and using it as an important basis for the implementation of credit classification and management by market administration and law enforcement departments
27
Which of the following statements is correct ( ).
A. Citizens, legal persons or other organizations can use, process or deal with the integrity information inquired through the capital market integrity file database for the purpose of profit
B. Citizens, legal persons or other organizations can use the integrity information inquired through the capital market integrity file database for unlawful purposes
C. Citizens, legal persons or other organizations shall not use the integrity information inquired through the capital market integrity file database for arbitrary purposes.
28, the following statement is wrong ( )
A, the securities company staff of the sensitive information in any way known to have strict confidentiality obligations, shall not use the sensitive information for their own or others to seek undue advantage
B, because of illegal or disciplinary action dismissed from the stock exchange, securities registration and settlement institutions, securities service institutions, securities companies and dismissed staff of state organs can be recruited as securities company practitioners
C. Securities companies and their practitioners shall not accept clients' entrustment to buy or sell securities privately without going through their legally established business places under special circumstances
D. Securities company practitioners shall not, in the course of securities trading activities, execute the orders of the securities company to which they belong.
29, the following statements are correct: ( )
A, securities practitioners can buy and sell securities for their clients
B, securities practitioners can change the client's trading instructions based on market judgment
C. Practitioners should respect the rights of their fellow practitioners, Practitioners should respect their peers, fair competition, and shall not disparage their peers or other unfair means of competition for business
D, securities practitioners can engage in the performance of their duties have a conflict of interest in the business
30, the following does not belong to the integrity of the government, business integrity, social integrity of the three describes the relationship between the three is? ( )
A, political integrity is the precursor
B, business integrity is the focus
C, social integrity is the foundation
D, the three are independent, there is no connection
Second, multiple choice questions
1, ? The Four Comprehensives? Strategic Layout is an important element of the Party Central Committee's strategic thinking on governing the country with comrade as its leader, respectively: ( )
A, building a moderately prosperous society in all respects
B, deepening reform in all respects
C, ruling the country in accordance with the law in all respects
D, ruling the Party strictly in all respects
2, March 9, 2014, at the Twelfth session of the People's Republic of China*** and the State of National People's Congress, the second session of the Anhui delegation to participate in the deliberation of the speech on the promotion of style construction on the ? Three Strictnesses and Three Truths? The important exposition includes: ( )
A, strict cultivation, strict self-discipline, strict use of power
B, to be truthful in seeking, to be truthful in starting a business, to be truthful in being a person
C, to be honest, to speak honestly, to do honestly
D, to know honor and disgrace, to be righteous, to abide by the honesty and integrity, to be committed, and to promote harmony
3, the main content of the socialist core values is ( ).
A, wealth, democracy, civilization, harmony
B, freedom, equality, justice, rule of law
C, patriotism, dedication, honesty, friendliness
D, patriotism, innovation, inclusiveness, and virtue
4, Confucianism on ? Integrity? What is the connotation of Confucianism? ( )
A, to? The first is that it is not a good idea to be honest with one another. as the true and undelusional way of nature
B. To? Sincerity? is the basis of morality and the source of behavior
C. The concept of? Faith as one of the purposes of morality
D. Emphasize? Sincerity? practice, emphasizing the consistency of words and deeds
5, the "Code of Conduct for Securities Industry Practitioners" requires that practitioners in the process of practice should be ( ).
A. Maintain the legitimate interests of clients and other relevant parties
B. Be honest and trustworthy
C. Diligent and responsible
D. Maintain the reputation of the industry
6. Which of the following is not a part of the prohibited behaviors of securities practitioners in carrying out brokerage business:( )
A. Accepting the discretionary power of attorney from customers
B, Conducting knock-to-knock
C. Speculating on the securities of affiliated companies
D. Disclosing client information
7. Which of the following integrity information can be accessed through the Capital Market Illegal and Failure to Comply Information Public Enquiry Platform ( )
.
A. Administrative penalties, market barring decisions and supervision and management measures taken by the CSRC and its dispatching agencies
B. Disciplinary measures imposed by securities and futures market industry organizations and management measures stipulated by laws, administrative rules and regulations
C. Referral of suspected securities and futures crimes to the public security organs by the CSRC and its dispatching agencies, People's Procuratorate
D. Being judged by the people's court to be liable for large civil damages due to securities and futures infringement or breach of contract
8. Citizens, legal persons or other organizations shall provide the following materials when making an application for inquiring about the integrity of information in the capital market: ( )
A. Application for inquiring
B. Identity documents
C. Revenue Proof of documents
D, for the Interim Measures for the Supervision and Administration of Integrity in the Securities and Futures Market, Article 16 (2) to (6) of the query application, the query application should be signed or stamped by the subject of the query to agree, or there are other written documents of consent of the subject of the query
9, which of the following subjects of the integrity of the information, credited to the integrity file of the capital market: ( )
A , securities industry practitioners and futures practitioners
B, issuers, listed companies and their directors, supervisors, senior management,
major shareholders and de facto controllers
C, securities companies, fund management companies, futures companies and their directors, supervisors, senior management, major shareholders and de facto controllers
D, for issuers, D, service organizations and their personnel providing investor relations management and other public relations services for issuers and listed companies
10, capital market integrity information includes ( ).
A. Citizen's name, gender, nationality, identity document number, legal person or other organization's name, domicile, organization code and other basic information
B. China Securities Regulatory Commission (CSRC), other competent departments of the State Council and other provincial and ministerial-level and above units and the securities and futures exchanges, securities and futures market industry associations, securities registrars and clearing institutions and other national securities and futures market industry organizations. Commendations, awards and evaluations made by the securities and futures market industry organizations and credit ratings made by credit rating agencies
C. Administrative penalties, market ban decisions and supervision and management measures taken by the CSRC and its dispatched agencies
D. Disciplinary measures imposed by the securities and futures market industry organizations and management measures stipulated in the laws, administrative rules and regulations
11, the integrity information credited to the The decision or behavior corresponding to the integrity information in the integrity file is revoked or changed by legal procedures ( ).
A. The CSRC and its dispatched agencies will delete or modify the integrity information accordingly
B. The integrity information can be temporarily retained for 6 months
C. The integrity information can be temporarily retained for 1 year
D. Citizens, legal persons, or other organizations involved in the integrity information can apply for deletion or modification of the corresponding integrity information to the CSRC and its dispatched agencies.
12,? The first thing for a company is honesty and trustworthiness, and the second is talent. A company that employs people with talent but not trustworthiness is more harmful to the company than a company that employs people with poor ability.? This sentence tells us ( ).
A, honesty is an important code of conduct
B, honesty is the basis of a person's ability to integrate into society and gain the trust of others
C, the community needs people with real talent, honesty and trustworthiness
D, honesty is a key factor in the development of the economy and society
13, the capital market integrity archive database of the illegal breach of trust information, the effect of The period of time is ( ).
A. 3 years
B. 5 years
C. Generally 3 years, but because of securities and futures violations of administrative penalties, market debarment, criminal penalties and judgment of a larger tort, breach of contract, civil liability, the period of validity of the information, the period of validity of 5 years
D. Laws, administrative rules and regulations, and the CSRC other regulations on the validity of information of violations of the period of time
D. The laws and administrative rules and regulations of the CSRC, the period of validity of the information of violations of credit, the period of validity of the information of violations of the law.
14, which of the following is the securities practitioners should comply with the code of conduct ( )
A, practitioners should consciously comply with the laws and administrative regulations, accept and cooperate with the supervision and management of the China Securities Regulatory Commission, accept and cooperate with the association's self-regulation, compliance with the relevant rules of the trading venues, the rules and regulations of the institution and the industry recognized professional ethics and code of conduct
C. Practitioners shall provide professional services to clients in accordance with the corresponding business norms and practice standards, understand the needs of the clients, their financial situation and risk tolerance, recommend suitable products or services, and fully disclose their recommended products or services, and fully disclose their recommended products or services to their clients. D. Practitioners should have the professional knowledge and skills required to engage in relevant business activities, obtain the appropriate qualifications, apply for registration with the Association through their institutions, and receive follow-up professional training organized by the Association and their institutions to maintain professional competence
. Maintaining professional competence
15, China's Securities Law clearly stipulates that securities companies and their practitioners are prohibited from engaging in the following fraudulent behaviors to the detriment of the interests of their clients: ( )
A. buying and selling securities for clients in violation of their entrustment
B. using the communication media or by other means to provide and disseminate false or misleading information to investors
C. using the communication media or by other means to provide and disseminate false or misleading information to investors
C D. Buying and selling securities for a client without the client's commission, or buying and selling securities under the client's name
16. Which of the following measures can be taken if a securities company and its employees violate the provisions of the Securities Law by accepting a client's commission to buy or sell securities in private? Correction
B. Giving a warning
C. Confiscating the illegal income and imposing a fine of not less than double but not more than five times the illegal income
D. If there is no illegal income or the illegal income is less than one hundred thousand yuan, imposing a fine of not less than one hundred thousand yuan but not more than three hundred thousand yuan
17 What are the impacts of integrity? ( )
A, good faith can reduce social operating costs
B, integrity can make social relations harmonious
C, lack of integrity jeopardizes the orderly development of the market economy, contributing to social injustice, affecting social stability
D, the lack of integrity affects the government's macroeconomic policymaking, impeding the process of marketization
18, China's corporate integrity The construction of management system includes ( ).
A. Carrying out enterprise integrity commitment activities in various industries, increasing demonstration publicity of integrity enterprises and exposure of typical cases of breach of trust, guiding enterprises to enhance their sense of social responsibility, strengthening credit self-discipline in various aspects of production and operation, financial management, and labor management, and improving the business credit ecological environment
B. Encouraging enterprises to set up customer files, carry out customer integrity evaluation, and incorporate customer integrity B. Encourage enterprises to establish customer files, carry out customer integrity evaluation, incorporate customer integrity records into accounts receivable management and credit sales credit line measurement, establish a scientific enterprise credit management process, prevent credit risks, and enhance the comprehensive competitiveness of enterprises
C. Strengthen the enterprises' integrity in debt issuance, borrowing, guarantee and other debt credit transactions, as well as in production and business activities. Encourage and support conditional enterprises to set up a credit manager
D. Encourage enterprises to establish an internal employee integrity assessment and evaluation system
19, to strengthen the integrity of the cultural construction of the measures are ( ).
A, carry forward the culture of integrity
B, set up integrity typical
C, in-depth integrity theme activities
D, vigorously carry out the key industry areas of integrity issues of special governance
20, China's Internet applications and services in the field of credit construction include: ( )
A, vigorously promote the construction of network integrity, cultivate the concept of running the Internet in accordance with the law and using the Internet in good faith, gradually implement the real-name system of the Internet, improve the legal protection of network credit construction, and vigorously promote the construction of network credit supervision mechanism
B. Establishing a network credit evaluation system, credit assessment of the service operation behavior of Internet enterprises and online behavior of Internet users, and recording the credit rating
C. Establishing network credit profiles covering the Internet enterprises and Internet users, and actively promoting the establishment of network credit files, and actively promoting the establishment of network credit management and management. C. Establishing a network credit file covering Internet enterprises and individuals, actively promoting the establishment of a mechanism for exchanging and enjoying network credit information with related credit information in other areas of society, and vigorously promoting the popularization and application of network credit information in various areas of society
D. Establishing a blacklist system for network credit, blacklisting enterprises and individuals that have committed serious network credit violations such as network fraud, rumor mongering and infringement on the legitimate rights and interests of others, and adopting restrictions on online behavior of blacklisted subjects to limit their credit rating. The blacklisted subject to take online behavioral restrictions, industry bans and other measures, notify the relevant departments and public exposure
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